㈜차바이오텍,㈜스킨앤스킨,올리패스㈜,㈜스마트골프,㈜폴루스,㈜폴루스홀딩스 (매출인),○○○ (매출인), 공시위반 법인 등에 대한 조치

㈜차바이오텍,㈜스킨앤스킨,올리패스㈜,㈜스마트골프,㈜폴루스,㈜폴루스홀딩스 (매출인),○○○ (매출인), 공시위반 법인 등에 대한 조치 <a href="http://www.fss.or.kr/fss/kr/promo/bodobbs_view.jsp?seqno=23131&no=15394&s_title=&s_kind=&page=1">http://www.fss.or.kr/fss/kr/promo/bodobbs_view.jsp?seqno=23131&no=15394&s_title=&s_kind=&page=1</a> <a href="javascript:checkVirus('grpid%3D1YXpP%26fldid%3DqLvi%26dataid%3D752%26fileid%3D1%26regdt%3D20200522150413&url=http%3A%2F%2Fcfile277.uf.daum.net%2Fattach%2F99A58A475EC76ABF204983')"><img src="https://t1.daumcdn.net/daumtop_deco/icon/icon.hanmail.net/editor/p_etc_s.gif" border="0" alt="첨부파일" class="vam"/> 200522_보도참고_공시위반 법인에 대한 조치.hwp</a>    제 목 : 공시위반 법인 등에 대한 조치   □ 증권선물위원회는 2020.5.20. 제10차 정례회의에서   <p class="0" style="line-height:150%;margin-left:40.0pt;margin-right:4.0pt;text-indent:-40.0pt;layout-grid-mode:both;tab-stops:left blank 22.5pt;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-ascii-font-family:HCI Poppy;mso-font-width:100%;letter-spacing:0pt;mso-text-raise:0pt;font-size:16.0pt;"> ◦코스닥시장 상장법인 ㈜차바이오텍 및 ㈜스킨앤스킨에 대하여 정기보고서 제출의무 위반을 이유로 과징금을 부과하고,   <p class="0" style="line-height:150%;margin-left:40.0pt;margin-right:4.0pt;text-indent:-40.0pt;layout-grid-mode:both;tab-stops:left blank 22.5pt;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-ascii-font-family:HCI Poppy;mso-font-width:100%;letter-spacing:0pt;mso-text-raise:0pt;font-size:16.0pt;"> ◦코스닥시장 상장법인 올리패스㈜에 대하여 증권신고서 제출의무 위반을 이유로 과징금을 부과하고,   <p class="0" style="line-height:150%;margin-left:40.0pt;margin-right:4.0pt;text-indent:-40.0pt;layout-grid-mode:both;tab-stops:left blank 22.5pt;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-ascii-font-family:HCI Poppy;mso-font-width:100%;letter-spacing:0pt;mso-text-raise:0pt;font-size:16.0pt;"> ◦비상장법인 ㈜스마트골프 및 매출인 1인에 대하여 증권신고서, 소액공모공시서류 제출의무 위반을 이유로 과징금 및 과태료를 부과하고,   <p class="0" style="line-height:150%;margin-left:40.0pt;margin-right:4.0pt;text-indent:-40.0pt;layout-grid-mode:both;tab-stops:left blank 22.5pt;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-ascii-font-family:HCI Poppy;mso-font-width:100%;letter-spacing:-0.3pt;mso-text-raise:0pt;font-size:16.0pt;"> ◦비상장법인 ㈜폴루스 및 ㈜폴루스홀딩스에 대하여 증권신고서 제출의무 위반을 이유로 각각 증권발행제한 6월 및 3월을 부과하였습니다.   <p class="0" style="margin-left:32.0pt;margin-right:0.1pt;text-indent:-32.0pt;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-ascii-font-family:HCI Poppy;mso-font-width:100%;letter-spacing:0pt;mso-text-raise:0pt;font-size:16.0pt;"> □앞으로도 금융당국은 기업경영의 투명성 확보 및 투자자 보호를 위해 공시의무 준수여부를 면밀히 감독할 방침입니다.   < 붙임 > 위반자별 위법사실<table style="border-collapse:collapse;table-layout:fixed;border-top:none;border-left:none;border-bottom:none;border-right:none;mso-table-overlap:never;"><tbody><tr><td style="width:138.65pt;height:8.20pt;padding:1.41pt 5.10pt 1.41pt 5.10pt;border-top:none;border-left:none;border-bottom:dotted #000000 0.28pt;border-right:none;" valign="middle">   </td><td rowspan="2" style="width:234.14pt;height:18.80pt;padding:1.41pt 5.10pt 1.41pt 5.10pt;border-top:none;border-left:none;border-bottom:none;border-right:none;" valign="middle"><p class="0" style="line-height:150%;margin-left:33.1pt;text-indent:-33.1pt;text-align:center;word-break:keep-all;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-ascii-font-family:HCI Poppy;mso-font-width:100%;letter-spacing:-0.6pt;mso-text-raise:0pt;font-weight:bold;font-size:16.0pt;">< 증권불공정거래 신고센터 ></td><td style="width:136.66pt;height:8.20pt;padding:1.41pt 5.10pt 1.41pt 5.10pt;border-top:none;border-left:none;border-bottom:dotted #000000 0.28pt;border-right:none;" valign="middle">   </td></tr><tr><td style="width:138.65pt;height:10.60pt;padding:1.41pt 5.10pt 1.41pt 5.10pt;border-top:dotted #000000 0.28pt;border-left:dotted #000000 0.28pt;border-bottom:none;border-right:none;" valign="middle">   </td><td style="width:136.66pt;height:10.60pt;padding:1.41pt 5.10pt 1.41pt 5.10pt;border-top:dotted #000000 0.28pt;border-left:none;border-bottom:none;border-right:dotted #000000 0.28pt;" valign="middle">   </td></tr><tr><td colspan="3" style="width:509.45pt;height:134.40pt;padding:1.41pt 5.10pt 1.41pt 5.10pt;border-top:none;border-left:dotted #000000 0.28pt;border-bottom:dotted #000000 0.28pt;border-right:dotted #000000 0.28pt;" valign="middle"><p class="0" style="line-height:140%;margin-left:28.1pt;text-indent:-28.1pt;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-ascii-font-family:맑은 고딕;mso-font-width:100%;letter-spacing:-0.2pt;mso-text-raise:0pt;font-size:14.0pt;"> ☞ 금융위원회 자본시장조사단 신고/제보 전화 (02-2100-2543) ☞ 금융감독원 증권불공정거래 신고센터 - 인터넷 : 증권불공정거래 신고센터(http://www.cybercop.or.kr) 접속<p class="0" style="line-height:140%;margin-left:28.1pt;text-indent:-28.1pt;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-ascii-font-family:맑은 고딕;mso-font-width:100%;letter-spacing:-0.2pt;mso-text-raise:0pt;font-size:14.0pt;"> - 전화 : 1332 또는 02-3145-5583, 5599, 5568, 5593 ☞ 한국거래소 불공정거래신고센터 - 인터넷 : 시장감시위원회 불공정거래신고센터(http://stockwatch.krx.co.kr) 접속<p class="0" style="line-height:140%;margin-left:28.1pt;text-indent:-28.1pt;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-ascii-font-family:맑은 고딕;mso-font-width:100%;letter-spacing:-0.2pt;mso-text-raise:0pt;font-size:14.0pt;"> - 전화 : 1577-0088</td></tr></tbody></table>   <table style="border-collapse:collapse;table-layout:fixed;border-top:none;border-left:none;border-bottom:none;border-right:none;mso-table-overlap:never;"><tbody><tr><td style="width:110.72pt;height:51.55pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:double #000000 1.98pt;border-left:double #000000 1.98pt;border-bottom:double #000000 1.98pt;border-right:none;" valign="middle"> <img alt="" height="35pt" src="file:///C:\Users\user157\AppData\Local\Temp\Hnc\BinData\EMB000013603042.jpg" v:shapes="_x305543656" width="99pt"> </td><td style="width:109.13pt;height:51.55pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:double #000000 1.98pt;border-left:none;border-bottom:double #000000 1.98pt;border-right:none;" valign="middle"><p class="0" style="line-height:110%;margin-left:29.0pt;margin-right:5.0pt;text-indent:-12.0pt;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-ascii-font-family:돋움;mso-font-width:100%;letter-spacing:-0.2pt;mso-text-raise:0pt;font-size:9.0pt;color:#041e54;">☞ 본 자료를 인용 보도할 경우 출처를 표기해 주십시오.<p class="0" style="line-height:110%;margin-left:72.3pt;margin-right:5.0pt;text-indent:-33.6pt;text-align:center;word-break:keep-all;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;font-weight:bold;font-size:9.0pt;"><a href="http://www.fsc.go.kr">http://www.fsc.go.kr</a></td><td style="width:128.14pt;height:51.55pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:double #000000 1.98pt;border-left:none;border-bottom:double #000000 1.98pt;border-right:none;" valign="middle"><p class="0" style="line-height:150%;margin-left:72.3pt;margin-right:5.0pt;text-indent:-33.6pt;text-align:center;word-break:keep-all;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;letter-spacing:-0.7pt;font-size:12.0pt;color:#041e54;">금융위원회 대 변 인<p class="0" style="line-height:150%;margin-left:72.3pt;margin-right:5.0pt;text-indent:-33.6pt;text-align:center;word-break:keep-all;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-ascii-font-family:HY울릉도M;mso-font-width:100%;letter-spacing:-0.7pt;mso-text-raise:0pt;font-size:12.0pt;color:#041e54;">prfsc@korea.kr</td><td style="width:159.28pt;height:51.55pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:double #000000 1.98pt;border-left:none;border-bottom:double #000000 1.98pt;border-right:double #000000 1.98pt;" valign="middle"><p class="0" style="line-height:150%;margin-left:72.3pt;margin-right:5.0pt;text-indent:-33.6pt;text-align:right;word-break:keep-all;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;letter-spacing:-0.7pt;font-size:12.0pt;color:#041e54;"> <img alt="그림입니다. 원본 그림의 이름: logo_질병관리본부 콜센터.jpg 원본 그림의 크기: 가로 230pixel, 세로 124pixel 사진 찍은 날짜: 2019년 07월 18일 오후 3:50" height="36pt" src="file:///C:\Users\user157\AppData\Local\Temp\Hnc\BinData\EMB000013603043.jpg" v:shapes="_x305645712" width="68pt">  <img alt="그림입니다. 원본 그림의 이름: [유브레인] 해외감염병 예방캠페인 키비주얼_최종.png 원본 그림의 크기: 가로 198pixel, 세로 124pixel" height="36pt" src="file:///C:\Users\user157\AppData\Local\Temp\Hnc\BinData\EMB000013603044.png" v:shapes="_x305646352" width="58pt"> </td></tr></tbody></table>   <p class="0" style="line-height:130%;text-align:center;word-break:keep-all;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-ascii-font-family:HY헤드라인M;mso-font-width:100%;letter-spacing:0pt;mso-text-raise:0pt;font-size:17.0pt;">“혁신금융, 더 많은 기회 함께하는 성장”   <p class="0" style="margin-left:31.4pt;margin-right:4.8pt;text-indent:-31.4pt;text-align:center;word-break:keep-all;tab-stops:left blank 106.1pt;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;letter-spacing:1.3pt;font-weight:bold;font-size:12.0pt;">   <p class="0" style="margin-left:31.4pt;margin-right:4.8pt;text-indent:-31.4pt;tab-stops:left blank 106.1pt;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-font-width:100%;letter-spacing:0pt;mso-text-raise:0pt;font-size:14.0pt;">〈붙임〉   위반자별 위법사실<p class="1" style="line-height:150%;text-align:center;word-break:keep-all;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-font-width:100%;letter-spacing:0pt;mso-text-raise:0pt;font-weight:bold;">󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲󰠲   <table style="border-collapse:collapse;table-layout:fixed;border-top:none;border-left:none;border-bottom:none;border-right:none;mso-table-overlap:never;"><tbody><tr><td style="width:113.60pt;height:30.95pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 1.41pt;border-left:solid #000000 1.41pt;border-bottom:double #000000 1.98pt;border-right:solid #000000 0.85pt;background:#f2f2f2;" valign="middle"><p class="0" style="line-height:130%;margin-left:2.5pt;margin-right:2.5pt;text-align:center;word-break:keep-all;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;font-weight:bold;font-size:14.0pt;">위반자</td><td style="width:236.20pt;height:30.95pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 1.41pt;border-left:solid #000000 0.85pt;border-bottom:double #000000 1.98pt;border-right:solid #000000 0.85pt;background:#f2f2f2;" valign="middle"><p class="0" style="line-height:130%;margin-left:2.5pt;margin-right:2.5pt;text-align:center;word-break:keep-all;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;font-weight:bold;font-size:14.0pt;">위반내용</td><td style="width:148.58pt;height:30.95pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 1.41pt;border-left:solid #000000 0.85pt;border-bottom:double #000000 1.98pt;border-right:solid #000000 1.41pt;background:#f2f2f2;" valign="middle"><p class="0" style="line-height:130%;margin-left:2.5pt;margin-right:2.5pt;text-align:center;word-break:keep-all;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;font-weight:bold;font-size:14.0pt;">조치</td></tr><tr><td style="width:113.60pt;height:33.78pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:double #000000 1.98pt;border-left:solid #000000 1.41pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 0.28pt;" valign="middle">㈜차바이오텍</td><td style="width:236.20pt;height:33.78pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:double #000000 1.98pt;border-left:solid #000000 0.28pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 0.28pt;" valign="middle">- 정기보고서 제출의무 위반</td><td style="width:148.58pt;height:33.78pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:double #000000 1.98pt;border-left:solid #000000 0.28pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 1.41pt;" valign="middle"><p class="0" style="line-height:130%;margin-left:11.2pt;text-indent:-11.2pt;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;letter-spacing:-0.1pt;font-weight:bold;font-size:14.0pt;">-과징금 449,600,000원</td></tr><tr><td style="width:113.60pt;height:33.78pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 0.28pt;border-left:solid #000000 1.41pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 0.28pt;" valign="middle">㈜스킨앤스킨</td><td style="width:236.20pt;height:33.78pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 0.28pt;border-left:solid #000000 0.28pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 0.28pt;" valign="middle">- 정기보고서 제출의무 위반</td><td style="width:148.58pt;height:33.78pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 0.28pt;border-left:solid #000000 0.28pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 1.41pt;" valign="middle"><p class="0" style="line-height:130%;margin-left:11.2pt;text-indent:-11.2pt;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;letter-spacing:-0.1pt;font-weight:bold;font-size:14.0pt;">-과징금 67,300,000원</td></tr><tr><td style="width:113.60pt;height:33.78pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 0.28pt;border-left:solid #000000 1.41pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 0.28pt;" valign="middle"><p class="0" style="line-height:120%;text-align:center;word-break:keep-all;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-font-width:100%;letter-spacing:0pt;mso-text-raise:0pt;font-size:14.0pt;">올리패스㈜</td><td style="width:236.20pt;height:33.78pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 0.28pt;border-left:solid #000000 0.28pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 0.28pt;" valign="middle">- 증권신고서(모집) 제출의무 위반</td><td style="width:148.58pt;height:33.78pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 0.28pt;border-left:solid #000000 0.28pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 1.41pt;" valign="middle"><p class="0" style="line-height:130%;margin-left:11.2pt;text-indent:-11.2pt;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;letter-spacing:-0.1pt;font-weight:bold;font-size:14.0pt;">-과징금 270,000,000원</td></tr><tr><td rowspan="2" style="width:113.60pt;height:101.04pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 0.28pt;border-left:solid #000000 1.41pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 0.28pt;" valign="middle">㈜스마트골프</td><td style="width:236.20pt;height:50.52pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 0.28pt;border-left:solid #000000 0.28pt;border-bottom:dotted #000000 0.28pt;border-right:solid #000000 0.28pt;" valign="middle">- 증권신고서(매출,모집,간주모집) 제출의무 위반</td><td style="width:148.58pt;height:50.52pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 0.28pt;border-left:solid #000000 0.28pt;border-bottom:dotted #000000 0.28pt;border-right:solid #000000 1.41pt;" valign="middle">-과징금 56,400,000원</td></tr><tr><td style="width:236.20pt;height:50.52pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:dotted #000000 0.28pt;border-left:solid #000000 0.28pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 0.28pt;" valign="middle">- 소액공모공시서류(매출, 모집) 제출의무 위반</td><td style="width:148.58pt;height:50.52pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:dotted #000000 0.28pt;border-left:solid #000000 0.28pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 1.41pt;" valign="middle">-과태료 61,200,000원</td></tr><tr><td style="width:113.60pt;height:44.92pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 0.28pt;border-left:solid #000000 1.41pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 0.28pt;" valign="middle"><p class="0" style="line-height:120%;text-align:center;word-break:keep-all;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-font-width:100%;letter-spacing:0pt;mso-text-raise:0pt;font-size:14.0pt;">○○○<p class="0" style="line-height:120%;text-align:center;word-break:keep-all;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-ascii-font-family:HCI Poppy;mso-font-width:100%;letter-spacing:0pt;mso-text-raise:0pt;font-size:14.0pt;">(매출인)</td><td style="width:236.20pt;height:44.92pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 0.28pt;border-left:solid #000000 0.28pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 0.28pt;" valign="middle">- 증권신고서(매출) 제출의무 위반</td><td style="width:148.58pt;height:44.92pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 0.28pt;border-left:solid #000000 0.28pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 1.41pt;" valign="middle">-과징금 28,000,000원</td></tr><tr><td style="width:113.60pt;height:33.78pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 0.28pt;border-left:solid #000000 1.41pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 0.28pt;" valign="middle">㈜폴루스</td><td style="width:236.20pt;height:33.78pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 0.28pt;border-left:solid #000000 0.28pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 0.28pt;" valign="middle">-증권신고서(매출,모집) 제출의무 위반</td><td style="width:148.58pt;height:33.78pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 0.28pt;border-left:solid #000000 0.28pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 1.41pt;" valign="middle">-증권발행제한 6월</td></tr><tr><td style="width:113.60pt;height:44.92pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 0.28pt;border-left:solid #000000 1.41pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 0.28pt;" valign="middle">㈜폴루스홀딩스<p class="0" style="line-height:120%;text-align:center;word-break:keep-all;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-ascii-font-family:HCI Poppy;mso-font-width:100%;letter-spacing:0pt;mso-text-raise:0pt;font-size:14.0pt;">(매출인)</td><td style="width:236.20pt;height:44.92pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 0.28pt;border-left:solid #000000 0.28pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 0.28pt;" valign="middle">- 증권신고서(매출) 제출의무 위반</td><td style="width:148.58pt;height:44.92pt;padding:1.41pt 1.41pt 1.41pt 1.41pt;border-top:solid #000000 0.28pt;border-left:solid #000000 0.28pt;border-bottom:solid #000000 0.28pt;border-right:solid #000000 1.41pt;" valign="middle">-증권발행제한 3월</td></tr></tbody></table>   □㈜차바이오텍은 2018년 반기보고서(제출기한 ’18.8.14.)를 2영업일 경과한 2018.8.17.에 지연제출한 사실이 있음   □㈜스킨앤스킨은 2018년 사업보고서(제출기한 :‘19.4.1.)를 8영업일이 경과한 2019.4.11.에 지연제출한 사실이 있음   □올리패스㈜는 2017.12.21. 55인을 대상으로 전환사채를 발행하여 150억원을 모집하였음에도 증권신고서를 제출하지 아니한 사실이 있음     <p class="0" style="margin-left:24.0pt;text-indent:-24.0pt;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-ascii-font-family:HCI Poppy;mso-font-width:100%;letter-spacing:0pt;mso-text-raise:0pt;font-size:16.0pt;">□㈜스마트골프는 ○○○이 2018.7.15. 53인에게 보통주 250,150주를 12.4억원에, 2019.2.22. 87인에게 보통주 1,547,287주를 11.0억원에 매출하였고,   <p class="0" style="margin-left:32.6pt;text-indent:-32.6pt;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-ascii-font-family:HCI Poppy;mso-font-width:100%;letter-spacing:0pt;mso-text-raise:0pt;font-size:16.0pt;"> ◦ 회사는 2018.5.25. 133인을 대상으로 1.7억원의 유상증자를, 2018.11.10. 191인을 대상으로 2.2억원의 유상증자를, 2019.11.20. 168인을 대상으로 2.9억원의 유상증자를 실시함에 있어 각각 과거 1년 동안 신고서 제출없이 모집한 금액이 10억원 이상에 해당되며,   <p class="0" style="margin-left:32.0pt;text-indent:-32.0pt;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-ascii-font-family:HCI Poppy;mso-font-width:100%;letter-spacing:0pt;mso-text-raise:0pt;font-size:16.0pt;"> 2019.5.11. 38인을 대상으로 11억원의 제3자배정 유상증자를 전매제한 조치없이 실시하여 모집에 해당됨에도, 총 6회의 증권신고서를 제출하지 않았고,   <p class="0" style="margin-left:34.5pt;text-indent:-34.5pt;mso-pagination:none;text-autospace:none;mso-padding-alt:0pt 0pt 0pt 0pt;mso-ascii-font-family:HCI Poppy;mso-font-width:100%;letter-spacing:0pt;mso-text-raise:0pt;font-size:16.0pt;"> ◦ ○○○이 2018.8.31. 47인에게 97백만원의 보통주를 매도하면서 과거 6개월 이내에 매수의 청약의 권유를 받은 자가 총 84인, 총 매도금액이 5.3억원로 소액공모 매출에 해당되며,   회사는 2017.12.9. 86인을 대상으로 3.9억원의 유상증자를, 2018.12.18. 51인을 대상으로 5.6억원의 유상증자를 실시하여 소액공모 모집에 해당됨에도, 총 3회의 소액공모 공시서류를 제출하지 아니한 사실이 있음   □㈜폴루스는 최대주주인 ㈜폴루스홀딩스가 2017.2.16.∼7.4. 기간중 227인에게 보통주 3,855,145주를 195.8억원에 매출하였으며,   ◦ 2016.5.19. 53인을 대상으로 유상증자를 실시하여 18.1억원을 모집하였음에도, 총 2회의 증권신고서를 제출하지 아니한 사실이 있음